Job Description

• To undertake Prudential and Market Conduct Supervision and develop legislative frameworks to cover CIS Funds and Asset managers.

Duties and Responsibilities

Drafting prudential risk-based supervision policies, manuals, and regulatory
frameworks for CIS and asset management in line with market trends.
• Conducting market supervision activities and inspection programs to ensure
regulatory compliance.
• Drafting prudential inspection reports and recommending appropriate enforcement
actions.
• Assessing licensees' risk profiles, internal control systems.
• Assess licensees’ risk policies and procedures in terms of their adequacy and
alignment to the SECZ and market standards
• Conducting stress tests and drafting comprehensive risk assessment reports.
• Designing training materials and conducting training sessions for CIS and asset
managers.
• Conducting investigations into market abuse cases and investor complaints.
• Drafting and issuing corrective measures and orders based on licensee risk profiles.
• Proposing strategies to detect market malpractices and securities law breaches.

Qualifications and Experience

Bachelor’s degree in Commerce (Accounting, Banking and Finance, Financial
Engineering) Risk Management, Statistics, or a related field.
• At least two (2) years of relevant experience in financial services, capital markets, or
risk management.
• Sound knowledge of prudential supervision, market conduct, and regulatory
frameworks.

How to Apply

Application letters with C.V.s to be e-mailed to [email protected] with the position
being applied for clearly stated in the email subject. These should reach us NOT LATER THAN
20 JANUARY 2026. N/B Only shortlisted candidates will be responded to.